New York

DAY ONE - Thursday 4 February 2010

8:30 Registration and coffee

09:00 Identifying your concentration risk exposure

  • Sensitivity analysis
  • Assessing correlations in the portfolio
  • Understanding wrong way risk and how to control the conditional distribution
  • How to deal with little or no risk disclosure

Anders Wulff-Andersen, Executive Director, UBS

10:30 MORNING BREAK

11:00 Calculating and measuring concentration risk

  • Importance of absolute and relative measures and risk
  • Challenges in specific securities and special case scenarios
  • Quantification challenges between different asset classes
  • Determining correlations between the various components of the portfolio
  • Ensuring risk engines are robust enough to deal with the portfolio’s size

Jorge Sobehart, Managing Director, CITI

12.30 LUNCH

13:30 Concentration risk and credit capital allocation in trading and investment portfolios

  • Understanding concentration risk in credit portfolios: name, sector and geographical concentrations
  • Developing concentration measures accounting for default, credit migration and spread risk
  • Concentration risk and diversification in Basel II
  • Modelling systematic diversification and multi-factor credit portfolio models
  • Credit capital allocation and diversification
  • Stress testing credit risk and concentrations in a trading book
  • Measuring concentration risk in structured credit portfolios

Dan Rosen, Chief Executive Officer, R2 FINANCIAL TECHNOLOGIES AND THE FIELDS INSTITUTE

15:00 Afternoon break

15:30 Risk analysis of portfolio transactions

  • Checking the credit quality and difference of the loss distribution for concentrated and non-concentrated portfolios
  • How do you quantify this and show it visually?
  • What is the impact of concentration risk?
  • Name concentrations vs. factor concentrations granularity adjustments
  • Risk factor concentrations and contributions
  • How are losses dispersed and how do they affect distribution?

David Saunders, Assistant Professor, UNIVERSITY OF WATERLOO

17:00 End of day one

DAY TWO - Friday 5 February 2010

8:30 Registration and coffee

9:00 Stress testing concentration risk

  • Identifying concentrations – overt and hidden
  • Defining stress scenarios appropriately
  • Outcome on collateral instruments and pool
  • Assessing risk to capital structure
  • Risk of over using stress testing

Mario Onorato, Senior Director, Head of Balance Sheet & Capital Management, ALGORITHMICS

Jivantha Mendis, Senior Director, Capital Analytics, ALGORITHMICS INCORPORATED

10:30 Morning Break

11:00 Concentration Risk in non marked-to-market positions

  • How concentration risk applies to assets on the balance sheet
  • Identifying and measuring concentrations
  • Capturing concentration risk in parameter estimation
  • Concentration risk and the credit cycle

Elliot Noma, Managing Director, GARRETT ASSET MANAGEMENT

12:30 Lunch

13:30 Concentrations in commercial real estate

  • How to assess CRE concentrations
  • Managing CRE concentration risk
  • CRE scorecards sensitive to concentration risk
  • Stress testing your CRE portfolio

Perry Mehta, Senior Director, Head of Strategic Initiatives & Research, MOODY’S ANALYTICS

15:00 Afternoon break

15:30 Concentration risk in counterparty credit risk

  • Identifying your dependencies on counterparties
  • The interplay of counterparty risk, illiquidity and hidden correlation
  • Dealing with counterparty risk in OTC trades
  • Derivatives product companies and monoline insurers
  • The role of central counterparties (CCPs)
  • Uses of collateral in mitigating counterparty risk
  • How to measure and limit counterparty risk in practical ways

David Sayles, Managing Director, BLACKROCK SOLUTIONS

17:00 End of course